Bond Dealer and Underwriter >>

  Type Title Section See document Status Notified Date Effective Date
1. Notification of the Securities and Exchange Commission  Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor   08/02/2017 16/02/2017
2. Notification of the Securities and Exchange Commission  KorChor. 9/2555 Determination of Definitions of Institutional and High Net Worth Investors   09/07/2012 01/08/2012
3. Notification of the Securities and Exchange Commission  KorThor. 43/2543 Re: Rules, Conditions and Procedures for Dealing of Debt Securities (codified as of 25/10/2006) (Synopsis)   26/09/2000
4. Notification of Capital Market Supervisory Board   5/2556    15/02/2013 01/04/2013
5. Notification of Capital Market Supervisory Board  Tor Dor. 67/2552 Rules, Conditions, and Procedures for Dealing of Debt Securities (Synopsis)   03/08/2009 01/09/2009
6. Notification of Capital Market Supervisory Board  Tortor. 28/2553 Guidelines and procedures in terms of a brokerage dealing and securities underwriting tpes of bonds denominated in foreign currencies in Thailand (Synopsis)   114
7. Notification of the Office of the Securities and Exchange Commission   37/2548    13/12/2005 01/01/2006